The most notable listing category will be attributed to a transaction that demonstrates innovative structuring, unique execution, and successful outcome during the offering phase and after listing. Issuers or their advisor if guided to do so on their behalf, will be invited to submit an application to be considered. In addition, a survey will be sent out to asset managers and owners requesting their feedback on Listings during the year.
Main Market Award Application
Issuers or their advisor if guided to do so on their behalf, are invited to submit an application to be considered for the Most Notable Listing Award.
Most Notable Listing Award Application
Overview
The best IPO category will be attributed to a transaction that demonstrates innovative structuring, unique execution, and successful outcome during the offering and in the post market.
Submission guidelines
Written responses may include no more than 5 pages in the submission. An applicant (issuer or bank on behalf of an issuer) may only submit a response to one deal.
Provide a brief overview of the transaction, highlighting the key elements or parameters as well as advisors involved.
In addition, provide details below, with as much detail as possible to assess your submission:
1) Structuring
Early investor engagement rounds? [How many rounds and approx. number of investors in each]
Were there cornerstone / anchor investors in the process? [Clarify cornerstone (included in prospectus) and/or anchor (how much % of book) classification]
IPO research made available? (Yes/no, number of firms issuing research)>
Price stabilization role introduced? (Yes/no)
International offering (RegS or 144A)? (RegS/144A/No)
Regional / international roadshow? (Yes/no, regional or international)
2) Execution
Describe any unique elements of execution, including specific client objectives (restructuring, timeline), challenges to overcome, waivers sought or otherwise. In addition, include any "firsts" e.g. first in its industry to be listed locally, first IPO to include price stabilization role, etc
3) Outcome
Institutional coverage oversubscription
Retail coverage (total number of subscribers and oversubscription relative to offerings in the current year)
